Audit (AVP~VP, Audit)
Shanghai, China | DBS Bank
Industry:Banking / Investment Banking
Functions:Accounting / Control
Job Description:91 people have viewed this job
The principal responsibilities of the job holder consist of the following areas, focusing on the business lines/support functions including IBG, GTS, RMG, T&O and others when required by Head of China Audit:
Undertake audit engagements as assigned by SVP/VP of the team according to audit plan.
Advise and apprise promptly the SVP/VP of the team of all major risk, control and regulatory issues arising during the audit.
Lead and execute the audits in accordance with departmental and professional standards.
Update and maintain audit risk matrices, including audit work papers for each audit engagement.
Test and follow up all outstanding audit issues for proper implementation during each audit engagement.
Maintain key relationships with middle level management and stakeholders, understand and keep abreast of the major initiatives of the assigned business portfolios, raise potential risk and control issues to audit management.
Leverage various digital / data analysis approaches for continuous improvement of audit effectiveness.
Keep abreast of own professional development to enhance one’s skills and competence.
Bachelor or Master degree holder in any field.
Relevant professional or post-graduate qualifications (e.g. CPA, ACCA, CIA, CISA, CFA, FRM) would be considered desirable.
At least 7 years' working experience of external / internal audit, or risk / control consultancy in banking industry; Relevant business, or audit background in external CPA / consulting firm or financial institution, is preferred.
Solid understanding on IBG related business, credit, operation, and regulatory requirement, with strong risk / control mindset.
With digital or data analysis skillsets / experience for improvement of audit effectiveness.
With IT application control related knowledge and audit experience would be a plus.
Professional report writing in English.
Strong logic thinking, self-disciplined, proactive and quick learner.
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