Apply Now

AVP, DBS Vickers Compliance, Group Compliance

Singapore, Singapore | DBS Bank

  • Industry:
    Banking / Investment Banking
  • Position Type:
  • Functions:
    Legal / Compliance
  • Experience:
    5-7 years
Job Description:
50 people have viewed this job

Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.


Provide guidance to junior compliance officers in DBSV Compliance

Review new products/services, new business initiatives, and licensing requirements

Conduct testing of key regulatory obligations

Provide responsive, sound, coherent and consistent compliance advice, interpretation and recommendations on regulations, policies, products and business initiatives; clarify and resolve uncertainties in rules and regulations affecting business transactions and practices

Establish, review and update internal rules, policies and guidelines to meet best practice regulatory and industry standards

Liaise and resolve with regulators any regulatory concerns, and co-ordinate regulatory inspections

Co-ordinate with central compliance team on developing and implementing training standards, courses and coverage

Assist and support other members of Compliance staff where required


Degree or professional qualification in accounting, business, law or related field

Experience of over 5 years in compliance/audit and middle office work in financial services industry

Knowledge of Securities and Futures Act, Financial Advisors Act, SGX requirements, banking and financial services laws and regulations, securities and futures practices, compliance best practices and understanding of financial products and systems

Communication skills with ability to clearly and diplomatically articulate issues, solutions and rationales

High degree of judgement and good problem solving skills; results-oriented to ensure sound implementation of control and compliance processes/procedures

Other companies hiring with Ivy Exec

 Company Logos