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Compliance Manager AML Testing - VP

Tampa, FL, USA | J.P. Morgan

  • Industry:
    Financial Services
  • Position Type:
  • Functions:
    Legal / Compliance
  • Experience:
    7-10 years
Job Description:
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Conduct AML/Sanctions and financial crimes compliance reviews to determine if business processes, procedures, and controls are designed appropriately and operating effectively;

Scope, execute, and document properly designed AML/Sanctions compliance tests using appropriate sampling methods and testing processes;

Develop standard workprograms and test scripts for the testing of program areas/products

Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions; 

Conduct on-going compliance monitoring activities and participate in special projects as required.

7+ years of relevant Compliance experience or other related experience such as risk management, audit, or similar control-relate experience; MBA or Bachelor’s degree with professional certification preferred.

Knowledge of AML/Sanctions compliance requirements and standards that impact a global financial services firm, such as KYC/client risk rating, transaction monitoring, suspicious activity reporting, client screening/sanctions requirements, and risk assessment

Knowledge of wholesale and consumer banking businesses and related products;

Strong communication, organizational, problem solving, and analytical skills.The candidate should have the ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally; and

Ability to manage numerous reviews, and confidential and sensitive information in a professional manner in a fast paced deadline driven environment.

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