Compliance Manager AML Testing - VP
Tampa, FL, USA | J.P. Morgan
Functions:Legal / Compliance
Job Description:72 people have viewed this job
Conduct AML/Sanctions and financial crimes compliance reviews to determine if business processes, procedures, and controls are designed appropriately and operating effectively;
Scope, execute, and document properly designed AML/Sanctions compliance tests using appropriate sampling methods and testing processes;
Develop standard workprograms and test scripts for the testing of program areas/products
Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions;
Conduct on-going compliance monitoring activities and participate in special projects as required.
7+ years of relevant Compliance experience or other related experience such as risk management, audit, or similar control-relate experience; MBA or Bachelor’s degree with professional certification preferred.
Knowledge of AML/Sanctions compliance requirements and standards that impact a global financial services firm, such as KYC/client risk rating, transaction monitoring, suspicious activity reporting, client screening/sanctions requirements, and risk assessment
Knowledge of wholesale and consumer banking businesses and related products;
Strong communication, organizational, problem solving, and analytical skills.The candidate should have the ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally; and
Ability to manage numerous reviews, and confidential and sensitive information in a professional manner in a fast paced deadline driven environment.