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Corporate Independent Risk Management Central Monitoring and Testing Lead - VP

Tampa, FL, USA | Global Securities, Investment and Retail Banking Firm

  • Industry:
    Financial Services
  • Position Type:
  • Functions:
    Risk Management
  • Experience:
    5-7 years
Job Description:
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Assist in the development of the annual test plan.

Interpret risk assessment results and develop appropriate scopes, methodologies, and approaches to review business related controls, processes, and activities.

Provide administrative and technical support to direct reports within the context of the testing life cycle.

Communicate with relevant businesses, Line of Business Compliance and Operational Risk Officers, Business Control Managers, and Technology partners while supporting, developing, and conducting detailed evaluations of i) internal controls, ii) policies, iii) standards iv) procedures, and v) processes that mitigate risks and reasonably ensure adherence to applicable regulations, legal obligations, and business requirements.

Supervise a team of testers and support their development as they identify potential or actual weaknesses in controls, processes, and procedures.

Communicate with relevant stakeholders to understand workflows, controls, processes, and procedures employed to mitigate compliance and operational risk relevant risks.

Write and edit test related documentation so it effectively communicates testing objectives, processes, methodologies, and results to senior management, business control managers, and other relevant functions.

Follow-up on statuses of identified issues until effectively remediated.

Communicate with Regional Testing teams in EMEA, APAC and LATAM to ensure global testing consistency and promote adherence to testing standards.

Participate in special projects to enhance second line of defense testing processes and practices.

Qualifications:

Two or more years of supervisory (or comparable) experience leading audit, examination, or testing teams.

Proven ability to work effectively in a dynamic environment and achieve optimal results.

Five or more years of relevant compliance and/or operational risk testing, regulatory, examination, or internal audit experience.

Experience within the financial services industry.

Understanding of control frameworks and risk assessment analyses.

Experienced business writer with proven ability to review and edit testers’ written test related documents and ensure clear and concise descriptions of reviews and conclusions.

Strong analytical and investigative skills.

Ability to work independently and collaboratively within a team environment.

Ability to manage multiple assignments simultaneously with minimal supervision.

Strong interpersonal, organizational, and communication skills (oral and written).

Ability to interact with all levels of personnel within the corporate framework.


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