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Corporate Sector Auditor, VP

Hong Kong, Hong Kong | Global Securities, Investment and Retail Banking Firm

  • Industry:
    Financial Services
  • Position Type:
  • Functions:
    Accounting / Control
  • Experience:
    7-10 years
Job Description:
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Participate in audit engagements covering Corporate Sector functions including risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure.

Document audit results and communicate issues to management, identifying opportunities for improvement in the design and effectiveness of key controls.

Will be accountable for meeting deliverables, adhering to department and professional standards and utilizing consistent methodology.

Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value.

Effectively manage audit engagement teams, performing timely review and providing honest and constructive feedback.

Liaise with global and regional Audit management.

Stay up to date with the global regulatory and market environment, especially as it pertains to Asset Wealth Management and its supporting technology.

Provide regulatory responses and perform regulatory required reviews.

Build effective contacts and relationships with client management and colleagues through effective teamwork and innovating thinking.

Disseminate best practice and lessons learned to colleagues and clients.

Identify and follow up on specific audit issues and ensure appropriate involvement with significant development efforts or projects.In this capacity members of the team are often asked to join the steering or program control committees of major projects to provide continuous feedback on control issues or compliance with best practice standards

Limited travel is required.

Position Requirements:

CPA or equivalent

A minimum of 7+ years of working experience with some exposure to asset management and the financial services industry including related processes/controls. 

A working experience covering fiduciary activities in financial services industry, Chartered Financial Analyst (CFA) or Certified Fiduciary and Investment Risk Specialists (CFIRS)will be a plus 

Strong knowledge of Asset Wealth Management business and Corporate Sector functions will be a plus.

Ability to understand potentially complex processes to identify and test key controls

Ability to manage multiple tasks concurrently in an efficient and effective manner.

Strong interpersonal skills

Excellent communication skills (written and verbal) and interpersonal skills with an ability to interact with all levels of management and staff.

Ability to act independently with minimum direction and supervision

Ability to carry out complex tasks under time pressure, whilst maintaining a high level of accuracy and quality

Flexible to set individual goals and objectives to be consistent with those of the Audit department

A good understanding of the local/regional regulatory requirements

Flexible and adaptable to dynamically changing work environments, including travel where necessary

Works well individually and in teams, shares information and supports colleagues

Enthusiastic, self-motivated, strong interest in learning and willing to take personal responsibility/accountability


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