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Manager / Senior Manager / AVP, Governance & Controls, Institutional Banking Group COO Office

Hong Kong, Hong Kong | DBS Bank

  • Industry:
    Banking / Investment Banking
  • Position Type:
    Full-Time
  • Functions:
    Accounting / Control
    Financial Services Professional
  • Experience:
    3-5 years
    5-7 years
    7-10 years
Job Description:
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Initiate, manage, and facilitate timely completion & quality execution of governance & controls related initiatives/ tasks (e.g. AML/ KYC, Risk Management etc.) to ensure full compliance of policy and regulatory requirements 


Maintain high standard of excellence in handling internal customer queries in view of the stringent regulatory requirements 


Promote risk control cultures across IBG Segments and provide risk and control related trainings/ briefings 


Conduct control gap assessments/ trend analysis, and related risk monitoring 


Assist the team in identifying potential compliance and internal control issues, and monitor progress of required improvement actions 


Participate in developing tools, policies and processes relating to compliance and other ad hoc projects


Lead and manage internal audit engagements in relation to Institutional Banking Group in various areas, such as planning, risk assessment, status tracking and reporting


Conduct and support compliance/ customer profile and transaction review exercises 


Keep constant alert of business and compliance risks to ensure full compliance with the prevailing regulatory and internal requirements; and timely escalate, as and when situation warrants,related issues to management for attention/action 


Maintain high standards of internal controls and drive consistency and common control standards across all business segments of Institutional Banking Group


Lead/ participate actively in the development and refinement of internal control and processes for enhancing internal operational efficiency and employee journey


Provide coaching to junior team members 


Lead/ participate in special ad hoc KYC/ AML projects and special reviews


Requirements


University Degree with 4-10 years in banking industry (Candidate with less experience may be considered as Manager grade)  


Attentive to details, compliance and control oriented, diligent and proactive 


Extensive knowledge in AML/ KYC, compliance and local regulatory requirements 


Self-motivated, independent, with excellent Interpersonal and communication skills


Strong sense of ownership with ability to work in a team environment


Good command of English and Chinese


Experience in AML transaction/ investigation/ compliance review is an advantage


Good data analytical skills (Knowledge in using and/or developing data governance/ analytics/ reporting tools/ big data (e.g. Qilkview) is an advantage) 


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