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Manager / Senior Manager / AVP, Governance & Controls, Institutional Banking Group COO Office

Hong Kong, Hong Kong | DBS Bank

  • Industry:
    Banking / Investment Banking
  • Position Type:
  • Functions:
    Accounting / Control
    Financial Services Professional
  • Experience:
    3-5 years
    5-7 years
    7-10 years
Job Description:
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Initiate, manage, and facilitate timely completion & quality execution of governance & controls related initiatives/ tasks (e.g. AML/ KYC, Risk Management etc.) to ensure full compliance of policy and regulatory requirements 

Maintain high standard of excellence in handling internal customer queries in view of the stringent regulatory requirements 

Promote risk control cultures across IBG Segments and provide risk and control related trainings/ briefings 

Conduct control gap assessments/ trend analysis, and related risk monitoring 

Assist the team in identifying potential compliance and internal control issues, and monitor progress of required improvement actions 

Participate in developing tools, policies and processes relating to compliance and other ad hoc projects

Lead and manage internal audit engagements in relation to Institutional Banking Group in various areas, such as planning, risk assessment, status tracking and reporting

Conduct and support compliance/ customer profile and transaction review exercises 

Keep constant alert of business and compliance risks to ensure full compliance with the prevailing regulatory and internal requirements; and timely escalate, as and when situation warrants,related issues to management for attention/action 

Maintain high standards of internal controls and drive consistency and common control standards across all business segments of Institutional Banking Group

Lead/ participate actively in the development and refinement of internal control and processes for enhancing internal operational efficiency and employee journey

Provide coaching to junior team members 

Lead/ participate in special ad hoc KYC/ AML projects and special reviews


University Degree with 4-10 years in banking industry (Candidate with less experience may be considered as Manager grade)  

Attentive to details, compliance and control oriented, diligent and proactive 

Extensive knowledge in AML/ KYC, compliance and local regulatory requirements 

Self-motivated, independent, with excellent Interpersonal and communication skills

Strong sense of ownership with ability to work in a team environment

Good command of English and Chinese

Experience in AML transaction/ investigation/ compliance review is an advantage

Good data analytical skills (Knowledge in using and/or developing data governance/ analytics/ reporting tools/ big data (e.g. Qilkview) is an advantage) 

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