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Operations Risk / Control Manager - VP

London, United Kingdom | Global Securities, Investment and Retail Banking Firm

  • Industry:
    Financial Services
  • Position Type:
  • Functions:
    Accounting / Control
    Risk Management
  • Experience:
Job Description:
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Production of critical Payment, Clearing and Settlement (PCS) related Appendices on a Firmwide and specific Legal Entity basis

Act as liaison to annual Fed Template submission – coordinating with Global Market Infrastructure(GMI) resources to produce data and reviewing summary Template data as part of data validation efforts

Material Legal Entity Scoping exercises

Coordinate responses to other ad hoc regulatory requests regarding agent banks and market infrastructures using Fed Template, GMI MIS, other known resources, and partnering with stakeholders to fill gaps where needed

Maintain the knowledge around the Firm’s regulatory obligations and ensuring team complies, updating procedures/ SOPs and MIS as appropriate to reflect new regulatory requirements.

This role will require X-LOB coordination for information gathering.The essential element of the role is detail focus ability to review, normalize or rationalize data from multiple sources with variable definitions, and prepare complete datasets and narratives that meet regulatory requirements and comport with the catalog of Recovery and Resolution plans and narratives. 

The incumbent will need to forge strong relationships with business and product managers globally, as well as the senior managers of the supported operations areas across the CIB, operations managers globally.It is expected the person in this role, if successful will be able to develop and implement strategic solutions to meet our regulatory compliance obligations.

Key skills and qualifications are:

Previous working experience required in the financial industry across project management and BAU operational roles

Experience within or strong knowledge of Global Markets Infrastructures

High level of competence with Excel for data management, some experience with data visualisation tools such as Tableau optimal.

A good understanding of the firm’s business areas (Treasury Services / Wholesale Payments, Markets, Securities Services, Asset & Wealth Management, Card, Retail, Corporate), their products and an appreciation of respective business environments;

Understanding of Resolution and Recovery reporting and other commitments and overall structure/scope of US Resolution plan.

Ability to quickly determine data elements needed and provide requirements to analysts for quick turn-around

Ability to build strong working relationships with business partners in internal LOBs across the firm and with other functions (Compliance, Legal, Finance, etc.)

Excellent, communication, negotiation and influencing skills

Self motivation coupled with strong analytical skills and internal process control skills mindset


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