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Regulatory Reporting Supervisor - VP

San Ramon, CA, USA | BNP Paribas

  • Industry:
    Financial Services
  • Position Type:
  • Functions:
    Regulatory Affairs
  • Experience:
    10-12 years
Job Description:
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• Oversee and execute the production of the Regulatory Reporting requirements for the U.S. operations and the respective entities, including but not limited to the following:

• FR Y-9C – “Consolidated Financial Statements for Bank Holding Companies”

• FR Y-9LP – “Parent Company Only Financial Statements”

• FR Y-11/11S – “Financial Statements of U.S. Nonbank Subsidiaries of U.S. Holding Companies”

• FR Y-15 – “Banking Organization Systemic Risk Report”

• Assess, develop and maintain proper controls, robust documentation, and change management approach for all reporting areas – automated and manual – associated with regulatory reporting function

• Communicate issues with appropriate data owners. Monitor and track issues to ensure timely and appropriate resolutions are achieved

• Partner with Financial, business subject matter experts, other analysts and developers to ensure requirements are captured appropriately and solutions implemented adequately to address the business needs

• Stays current on new and evolving regulatory reporting requirements, assess impact and ensure compliance for accurate reporting

• Participate in communication with Business Units on an ongoing basis to anticipate changes in business and to communicate new regulatory reporting requirements


Other Job Duties

• Participate in projects as required for new initiatives, process improvements or technology implementation and development

• Participate in bank examinations and internal and external audits

• Performs other duties as assigned


Required Experience

• Requires 10 years minimum prior relevant experience.

• Finance and banking industry background with specific experience covering corporate and institutional banking products and activities (e.g. capital markets, broker dealer, asset management, etc.)

• Requires advanced knowledge of job area typically obtained through advanced education combined with experience. May have practical knowledge of project management

• Strong knowledge of IFRS, US GAAP and Regulatory Reporting concepts and practices

• Prior experience with Foreign Banking Organization and IHC regulatory requirements is preferred. Experience in key regulatory reports such as FR Y-9C a plus.

• Internal or external audit background. CPA is preferred

• Experience in leading or implementing automation solutions and process improvements.


• Knowledge of Financial and/or Regulatory Reporting requirements, tools and processes; experience in regulatory reporting to key regulators such as the Federal Reserve Bank, FDIC and DFS.

• Ability to understand complex financial products and system architectures, accounting business processes, financial and management reporting (US GAAP), month-end financial close process, regulatory reporting, entity consolidations and multi-currency accounting.

• Proficient in Microsoft office products (Word, Excel, PowerPoint, etc.) Axiom experience is preferred,

• Working experience with SQL is a plus

• Control mindset and ethics with strong organization and project or teammanagement skills

• Change management, analytical, communication, and problem solving skills

• Ability to build relationships across functional teams, detailed oriented, and strong leadership skills

• Ability to organize and manage multiple, changing priorities, and complete tasks under limited timeframe


• Bachelor’s degree in Accounting or Finance required

• Master’s degree in Accounting or Finance highly preferred

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