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Regulatory Reporting, VP

Jersey City, NJ, USA | SMBC Group

  • Industry:
    Financial Services
  • Position Type:
  • Functions:
    Regulatory Affairs
  • Experience:
Job Description:
117 people have viewed this job

SMBC is seeking two Vice Presidents for our Regulatory Reporting Analysis Group. The analyst will involve in the implementation and preparation of FR Y-15.


Identify and build the data elements necessary to produce the FR Y-15 report.

Compute credit risk weighted asset in compliance to U.S. Basel III

Prepare monthly / quarterly/ annual regulatory reports FR Y-15, FR Y-9C Schedule HC-R and FR Y-11.

Investigate and identify issues in the reporting.

Interpret reporting instructions and analyze the impacts on the regulatory reports.

Interact with multiple stakeholders across organization for report requirements.

Create and maintain procedures and controls for FR Y-15

Perform UAT testing.

Ad hoc projects as assigned


Accounting or Finance BA/ BS degree

CPA preferred

Familiarity with financial products (e.g. derivatives, securities, loan, repo etc.)

Knowledge in Vermeg REG Reporter application is a plus

Knowledge in RWA/ Basel III is a plus

Proficiency in MS Office, specifically Excel (pivot / macro) and Access

Be able to multitask and adapt to a fast changing work environment

Be able to work independently and pro-actively

Strong analytical and problem solving skills

Team oriented person and willingness to take ownership of job responsibilities

Knowledge of Alteryx is preferred.

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