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Senior Compliance Manager

Luxembourg, Luxembourg | The Pictet Group

  • Industry:
    Financial Services
  • Position Type:
  • Functions:
    Legal / Compliance
  • Experience:
    7-10 years
    10-12 years
Job Description:
95 people have viewed this job

Your team

Under the supervision of the Luxemburg-based MLRO, the AML/CTF Senior Compliance Manager/Specialist is responsible for ensuring that the organization meets its AML/CTF obligations (including distribution network and institutional clients). The AML/CTF Senior Compliance Manager/Specialist is also in charge of maintaining, enhancing and advising on the AML/CTF Compliance and Compliance Distribution framework. 

Your role

Assist the MLRO on all AML/CTF related functions and tasks in general

Adviseon the design, development, enhancement and implementation of an AML/CTF and compliance distribution framework, risk assessment and control environment

Maintain and enhance the AML/CTF policies, procedures and processes of PAMESA and its six European branches

Act as second line of control with respect to monitoring performed by the first line of control and initial AML KYC assessment in the onboarding of new relationships

Lead and carry out the high risk/PEP annual review

Perform the AML KYC second line controls as part of the global monitoring plan

Act as an AML KYC expert when assessing returned distributor due diligence questionnaires (“DDQ”) regarding AML KYC in particular

Act as an expert on cross-border rules and compliance review in general of DDQ

Perform detailed and prompt investigations of all AML/CTF alerts as needed

Perform AML KYC oversight of delegatees

Drive or take part in compliance AML/CTF initiatives (local or group level)

Draft and issue required AML/CTF reporting and KPIs to Senior Management, PAM governing bodies and regulators

Develop and provide face-to-face AML/CTF training for staff in various business locations as required

Your profile

Detailed knowledge and understanding of AML-CTF and compliance distribution relatedlaws /regulations(local, EU & international)

8+ years experience in this field as a AML/CTF Compliance Officer / Compliance distribution, Internal/external Auditor with specialization in AML/CTF, or AML/CTF Specialist/advisor

3+ years experience in a management company, ideally

Graduate degree

Fluent in French and English, other EU languages an asset

Strong expertise on AML-CTF relatedlaws /regulations (local, EU, international)

Strong knowledge in compliance distribution, including fund cross-border rules

Active regulatory watch contributor in area of expertise

Proficient in Microsoft Office Suite (Word, Excel, Project, PowerPoint)

Strong organizational skills and attention to detail       


Skilled at navigating complex and global organisations

Flexible, pragmatic and solution-oriented

Can-do attitude with a drive for decision and implementation

Collaborative skills

Strong written and spoken communication skills in English

Team player with the ability to work unsupervised

Strong network (including but not limited to membership in ALFI, ALCO, EFAMA, etc.)

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