Vice President - Risk and Control (Quality Assurance)
Singapore, Singapore | Nomura Holdings
Functions:Accounting / Control
Job Description:131 people have viewed this job
Drive a risk and control culture across Operations
Perform risk monitoring
Execute Quality Assurance reviews within Operations
Manage the Risks and Control Self-Assessment (RCSA) process for Operations, challenge the appropriateness and completeness of the risk repositories with the functional managers (where required) and interface with ORM for addition of new risks / amendment of existing risks, etc.
Oversee the KRI breaks and exceptions periodically to assess impact
Analyse incidents / events, perform root cause analysis and identify the strategic outlook of actions proposed
Engage in discussions concerning the control framework with Internal / External Auditors (audit related); cooperate in completion of such audits as well as the SOX Audits
Collaborate with cross divisional / regional counterparts on initiatives looking to enhance the control and governance framework for Operations
Participate in initiatives launched by the Control team to pave way for a better control framework within Operations
Ensure consistent understanding of relevant of standards and guidelines applicable to operations
Prepare materials for training, awareness, case study sessions on themes relevant to the current control environment to ensure uniform appreciation of existing risks and controls among the Operations teams
Prepare relevant updates for cross border forums, monthly meetings, etc., as required.
Oversee regulatory compliance activities including but not limited to deliverables to regulators (via Compliance), regulatory incident analysis, etc.
Key objectives critical to success for this role will be: the development and implementation of a strong Quality Assurance function within the team, with the skills and capability to proactively support Operations management in strengthening the control environment.
Qualifications / Requirements:
Experience of Audit and/or Quality Assurance
Strategic mind-set with the ability to design new processes
Collaborative working style, with strong communication skills
Has relevant experience in Operations, preferably with a risk management background
Is a confident communicator with good presentation skills
Is comfortable with negotiating; possesses an ability to seek buy-ins from key stakeholders
Has a keen attention to details, able to multitask and enjoys problem solving
Possesses strong analytical skills and an ability to quickly learn new products and systems; needs to be able to thrive in a challenging constantly changing environment
Is dynamic - with a strong character and excellent interpersonal skills
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