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Vice President - Risk and Control (Quality Assurance)

Singapore, Singapore | Nomura Holdings

  • Industry:
    Financial Services
  • Position Type:
    Full-Time
  • Functions:
    Accounting / Control
    Risk Management
  • Experience:
Job Description:
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 Drive a risk and control culture across Operations 


 Perform risk monitoring 


 Execute Quality Assurance reviews within Operations 


 Manage the Risks and Control Self-Assessment (RCSA) process for Operations, challenge the appropriateness and completeness of the risk repositories with the functional managers (where required) and interface with ORM for addition of new risks / amendment of existing risks, etc. 


 Oversee the KRI breaks and exceptions periodically to assess impact 


 Analyse incidents / events, perform root cause analysis and identify the strategic outlook of actions proposed 


 Engage in discussions concerning the control framework with Internal / External Auditors (audit related); cooperate in completion of such audits as well as the SOX Audits 


 Collaborate with cross divisional / regional counterparts on initiatives looking to enhance the control and governance framework for Operations 


 Participate in initiatives launched by the Control team to pave way for a better control framework within Operations 


 Ensure consistent understanding of relevant of standards and guidelines applicable to operations 


 Prepare materials for training, awareness, case study sessions on themes relevant to the current control environment to ensure uniform appreciation of existing risks and controls among the Operations teams 


 Prepare relevant updates for cross border forums, monthly meetings, etc., as required. 


 Oversee regulatory compliance activities including but not limited to deliverables to regulators (via Compliance), regulatory incident analysis, etc. 


Key objectives critical to success for this role will be: the development and implementation of a strong Quality Assurance function within the team, with the skills and capability to proactively support Operations management in strengthening the control environment. 


Qualifications / Requirements: 


 Experience of Audit and/or Quality Assurance 


 Strategic mind-set with the ability to design new processes 


 Collaborative working style, with strong communication skills 


 Has relevant experience in Operations, preferably with a risk management background 


 Is a confident communicator with good presentation skills 


 Is comfortable with negotiating; possesses an ability to seek buy-ins from key stakeholders 


 Has a keen attention to details, able to multitask and enjoys problem solving 


 Possesses strong analytical skills and an ability to quickly learn new products and systems; needs to be able to thrive in a challenging constantly changing environment 


 Is dynamic - with a strong character and excellent interpersonal skills 


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