Apply Now

VP, Compliance-Regulatory Change & Analysis

New York, NY, USA | Santander Consumer USA

  • Industry:
    Financial Services
  • Position Type:
  • Functions:
    General Management
    Legal / Compliance
  • Experience:
    15-20 years
Job Description:
57 people have viewed this job

Responsibilities:


Identification of responsible individuals and approvers for information requests and dissemination of first day letters (or equivalent) to relevant stakeholders.

Providing materials and conduct meetings as needed to explain the examination/review scope, process, timing, roles and responsibilities, regulatory expectations and examination protocols.

Tracking resolution of requests and raise any potential issues, delays, or blockers.

Provide 2LoD review of responses and, as needed, prepare or revise substantive written responses to requests.

Prepare high-level summaries of meetings.

Collaborating with the stakeholders to resolve any issue or findings identified during the examination.

Support preparation of management responses to examination reports.


At Santander, we value and respect differences in our workforce and strive to increase the diversity of our teams. We encourage everyone to apply.


15+ years of general Regulatory Compliance experience (BSA/AML not required)

8+ years of experience in managing regulatory exams and relationships with regulators/examiners

Awareness of regulatory requirements including local and US laws, international and industry standards

Excellent written, verbal and analytical skills


Other companies hiring with Ivy Exec

 Company Logos